-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ILSmZ7NkwjTHq3W27SvN8P8i1OBCoya4ATWA6wUJD5NjZ0v3rifjFpPeLYXBU5U1 3+xM+o0VBVKmXCHlkaxtWA== 0000949471-09-000003.txt : 20090210 0000949471-09-000003.hdr.sgml : 20090210 20090209183413 ACCESSION NUMBER: 0000949471-09-000003 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090210 DATE AS OF CHANGE: 20090209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Teton Advisors, Inc. CENTRAL INDEX KEY: 0001444874 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 134008049 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-84564 FILM NUMBER: 09582577 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: (914) 457-1070 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WESTWOOD MANAGEMENT CORP /TX CENTRAL INDEX KEY: 0000949471 IRS NUMBER: 133160186 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-756-6900 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 SC 13G 1 teton13g09.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. __)* Teton Advisors, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock, par value $0.001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) NONE ---------------- (CUSIP Number) February 9, 2009 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /x/ Rule 13d-1(b) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. NONE (No CUSIP assigned as of filing date) - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Westwood Management Corp. - -------------------------------------------------------------------------------- 2. Check the appropriate box if a member of a group (see instructions) (a) (b) - -------------------------------------------------------------------------------- 3. SEC use only - -------------------------------------------------------------------------------- 4. Citizenship or place of organization: USA - -------------------------------------------------------------------------------- Number of 5. Sole voting power: 200,000 Shares -------------------------------------------------- beneficially 6. Shared voting power: 0 owned by -------------------------------------------------- each reporting 7. Sole dispositive power: 200,000 person with: -------------------------------------------------- 8. Shared dispositive power: 0 - -------------------------------------------------------------------------------- 9. Aggregate amount beneficially owned by each reporting person: 200,000 10. Check box if the aggregate amount in Row (9) excludes certain shares. [ ] 11. Percent of class represented by amount in Row (9): 31.9% - -------------------------------------------------------------------------------- 12. Type of reporting person (see instructions): IA - -------------------------------------------------------------------------------- ITEM 1. (a) Name of Issuer: Teton Advisors, Inc. (b) Address of Issuer's Principal Executive Offices: 401 Theodore Fremd Ave Rye, NY 10580 ITEM 2. (a) Name of Person Filing: Westwood Management Corp. (b) Address of Principal Business Office or, if none, Residence: 200 Crescent Court, Suite 1200 Dallas, Texas 75201 (c) Citizenship: USA (d) Title of Class of Securities: Class A Common Stock, par value $0.001 per share (e) CUSIP Number: No CUSIP assigned as of filing date ITEM 3. If this statement is filed pursuant to Rule 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a)/ / Broker or delaer registered under Section 15 of the Act (15 U.S.C. 78o). (b)/ / Bank as defined in section 3(a)(6) of the Act(15 U.S.C. 78c). (c)/ / Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d)/ / Investment company registered under section 8 of the Investment Company Act of 1940(15 U.S.C. 80a-8). (e)/x/ An investment adviser in accordance with &240.13d-1(b)(1)(ii)(E); (f)/ / An employee benefit plan or endowment fund in accordance with &240.13d-1(b)(1)(ii)(F); (g)/ / A parent holding company or control person in accordance with &240.13d-1(b)(1)(ii)(G); (h)/ / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act(12 U.S.C. 1813); (i)/ / A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); (j)/ / Group, in accordance with &240.13d-1(b)(1)(ii)(J). ITEM 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 200,000 (b) Percent of class: 31.9% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 200,000 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 200,000 (iv) Shared power to dispose or to direct the disposition of: 0 ITEM 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [ ] ITEM 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. ITEM 8. Identification and Classification of Members of the Group. Not applicable. ITEM 9. Notice of Dissolution of Group. Not applicable. ITEM 10. Certification. Not applicable. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 9, 2009 ---------------------- Date /s/ William R. Hardcastle, Jr. ------------------------------- Signature William R. Hardcastle, Jr., Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----